Secured Research | Equipment Finance Originator | Monitor | Monitor Suite | Converge | STRIPES Leadership
No Result
View All Result
ABF Journal
Forward for Specialty Finance
SUBSCRIBE
Lender & Services Directory
  • News
    • People
    • Economy
    • All News
  • Deals
  • Magazine
    • Magazine Issues
    • Nominations
  • Features
  • Recruiting
  • Events
  • Advertise
  • Contact Us
  • News
    • People
    • Economy
    • All News
  • Deals
  • Magazine
    • Magazine Issues
    • Nominations
  • Features
  • Recruiting
  • Events
  • Advertise
  • Contact Us
No Result
View All Result
ABF Journal
No Result
View All Result
Home News

BofA Reaches $42MM Settlement with NY AG

byAmanda Koprowski
March 26, 2018
in News

Bloomberg reported on a $42 million settlement Bank of America reached with the New York Attorney General’s office. The fine was levied over accusations the bank had sold customers’ trades to other firms without their clients’ permission or knowledge.

According to Bloomberg, the size of the fine and the extent of the infraction has renewed demands for more transparency in where investor orders go and how they’re disclosed.

Previous Post

BBVA Hires Three Relationship Managers for San Diego Office

Next Post

Lighthouse Provides $3MM Revolver to Outdoor Products Firm

Related Posts

Advanced Power Closes $100M Corporate Credit Facility
Deal Announcements

Cerus Closes New Debt Facility of Up to $110MM

June 9, 2026
Advanced Power Closes $100M Corporate Credit Facility
Deal Announcements

Applied Digital Secures Revolving Credit Facility of Up to $550MM

June 9, 2026
Advanced Power Closes $100M Corporate Credit Facility
Deal Announcements

Birks Group Closes New Term Loan Facility with Gordon Brothers

June 9, 2026
Deal Announcements

Cresco Labs Closes $50MM Revolving Credit Facility with Needham Bank

June 9, 2026
Deal Announcements

Rosenthal Capital Group Closes Three Transactions Totaling $5MM

June 9, 2026
News

SouthStar Capital Provides Accounts Receivable Financing Facility for Southeast Commercial Landscaping Company

June 9, 2026
Next Post

Lighthouse Provides $3MM Revolver to Outdoor Products Firm

Leave a Reply Cancel reply

Your email address will not be published. Required fields are marked *

TMA Leading Edge Series with Winston Mar: When Management Fails

TMA Leading Edge Series with Winston Mar: When Management Fails

June 5, 2026

Lender on Lender: Inside the Legal Arms Race Reshaping Liability Management

May 15, 2026

The Unit Economics of Deal Origination: How Spread Compression Is Reshaping Middle Market Lending Platforms

June 5, 2026

Private Credit’s Liquidity Test: What the Redemption Cycle Reveals—and What It Doesn’t

May 28, 2026

About Us

For over 50 years, RAM Holdings’ brands have led the commercial finance industry in publishing, talent development, research and events. ABF Journal’s audience is comprised of as many as 18,000 specialty finance industry executives, private equity investors, investment bankers, advisors, service providers and more.

Our Brands

  • Secured Research
  • Equipment Finance Originator
  • Monitor
  • Monitor Suite
  • Converge
  • STRIPES Leadership

 

Learn More

  • Advertise
  • Magazine
  • Contact Us

Newsletter

Driving specialty finance forward for decades with insights, recognition and deals. Sign up now.

SUBSCRIBE >>

© 2025 RAM Group Holdings - A Leading Commercial Finance Publishing Group For Over 50 Years

Welcome Back!

Login to your account below

Forgotten Password?

Retrieve your password

Please enter your username or email address to reset your password.

Log In
No Result
View All Result
  • News
    • People
    • Economy
    • All News
  • Deals
  • Features
  • Magazine
    • Magazine Issues
    • Nominations
  • Events
  • Advertise
  • Contact Us
Provider Directory >>

© 2025 RAM Group Holdings - A Leading Commercial Finance Publishing Group For Over 50 Years