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Date/Time
Nov 13, 2014-Nov 14, 2014
All Day

Location
Westin New Orleans Canal Place

Category(ies)


Each year this National Institute draws elite officials from both the U.S. Department of Justice and the U.S. Securities and Exchange Commission for an exclusive educational and professional forum to examine current legal and ethical issues relating to securities fraud. Earn up to 8.75 CLE Credits!

Program highlights include:

  • Creative Discovery Tactics in Defending Securities Fraud Allegations
  • Compliance Chiefs: The Role of the Internal Watchdog
  • Future of Private Plan Securities (including the recent Stanford Supreme Court decision)
  • Too Big to Fail: If All Else Fails, Do Guilty Pleas Matter?
  • Sez Who? SEC Targeting Attorneys Who Allegedly Obstruct Enforcement Investigations (ETHICS)

For more information and to register, click here.