LENDER(S) & ROLE
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BORROWER & INDUSTRY
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AMOUNT*
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STRUCTURE & NOTES
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QII 2010 Transactions
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CIT
Admin Agent
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LyondellBasell Industries AF SCA
Producer/Polymers, Petrochemicals, Fuels
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$1,750.0
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Revolver
Support emergence from bankruptcy
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Banc of America Securities/GE Capital Markets, et al
Joint Lead Arrangers
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Borders Group
Specialty Retailer/Books
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$700.0
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Revolver/Term Loan
Four-year term/J.P. Morgan Securities, Wells Fargo Retail Finance: additional joint lead arrangers
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Wells Fargo Securities, BofA Securities, Morgan Stanley Senior Funding
Joint Lead Arrangers, Joint Book Managers
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Jack in the Box
Operator/Restaurants
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$600.0
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$400MM Revolver/$200MM Term Loan
Five-year term
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Goldman Sachs Lending Partners/Wells Fargo Securities
Joint Lead Arrangers
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AutoTrader.com
Provider/Consumer Information Services
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$525.0
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Revolver/Term Loans
Redeems capital stock, provides working capital
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SunTrust Robinson Humphrey
Lead Arranger
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AmSurg Corp
Operator/Ambulatory Surgery Centers
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$375.0
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Revolver
Five year term/Joint Lead Arrangers: BofA Securities & Regions Capital Markets
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Bank of America Merrill Lynch
Sole Lead Arranger
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School Specialty
Provider/Products to Educators
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$350.0
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Revolver
Facility includes $200MM incremental term loan feature
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Barclays Bank
Lender
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Aurora Diagnostics
Diagnostic Lab, Anatomic Pathology Company
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$335.0
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$110MM Revolver/$225MM Term Loan
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Jeffries Finance
Lead Arranger
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Securus Technologies
Provider/Inmate Case Management Software
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$220.0
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$35MM Revolver/$185MM Term Loan
Refinances previous debt
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Citibank/Deutsche Bank, et al
Lenders
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KKR Financial Holdings
Publicly Traded Specialty Finance Company
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$210.0
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Revolver
Four-year term/Bank of America & Morgan Stanley: Lenders
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J.P. Morgan Securities
Lead Arranger
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Chart Industries
Manufacturer/Hydrocarbon Production Equipment
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$200.0
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$135MM Revolver/$65MM Term Loan
Revolver & Term Loan: Five year terms
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GE Capital Markets
Sole Lead Arranger
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The Talbots Inc
Retailer/Women's Apparel
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$200.0
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Revolver
GE Corporate Retail Finance: Agent/Refinances existing debt & supports BPW acquisition
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Wells Fargo/GE Capital
Co-Lead Lenders
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Del Taco Holdings
Operator/Casual Dining
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$199.0
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$39MM Revolver/$160MM Term Loan
Goldman Sachs Mezzanine Partners provided equity capital
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CIT
Admin Agent
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Abitibi-Consolidated
Manufactuerer/Pulp, Paper Products
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$180.0
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A/R Securitization Facility
Refinances existing A/R securitization facility
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Senior Secured Loan Fund (GE Capital, Ares Capital)
Co-Admin Agents, Joint Lead Arrangers, Joint Bookrunners
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EduK Group
Provider/Post-Secondary Education
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$179.0
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Revolver
GE Capital also provided $35MM revolver/Supports recap |
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Goldman Sachs Lending Partners, Deutsche Bank Securities
Joint Lead Arrangers, Bookrunners
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Telx Group
Provider/Business Exchange Services
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$175.0
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$25MM Revolving Credit Line
Royal Bank of Canada, SunTrust Robinson Humphrey: Bookrunners/ING Capital: Doc agent
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Société Générale/GE Capital
Co-Lead Arrangers
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Cinedigm Digital Cinema
Provider/Movie Digital Technology
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$172.5
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Term Loan
Six-year term/Refinances previous debt
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CIT
Admin Agent
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NMHG Holding C
Manufacturer/Materials Handling Equipment
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$150.0
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Revolver
Refinances existing ABL revolver
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JPMorgan Chase Bank/J.P. Morgan Securities
Admin Agent/Lead Arranger, Sole Bookrunner
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Wolverine World Wide
Manufacturer/Shoes
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$150.0
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Revolver
Four-year term/Bank of America, Wells Fargo Bank, Harris: Co-syndication agents
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PNC Bank
Admin Agent
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M/I Homes
Builder/Single-Family Homes
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$140.0
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Revolver
Three-year term/Replaces previous $150MM revolver
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GE Capital, Healthcare Financial Services
Admin Agent
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Schumacher Group
Provider//Outsourced Physician, Admin Services
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$120.0
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Revolver
GE Capital Markets: Lead arranger
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Standard Chartered Bank
Lender
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Harry Winston Diamond
Diamond Company
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$100.0
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Revolver
Three-year term
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Bank of Montreal
Lender
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Fluid Music Canada
Distributor/Private Label Music
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$100.0
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Revolver
Three-year term/Supports Mood Media Group acquisition
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BB&T Corporation
Lender
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Telerent Leasing
Lessor/Healthcare, Renewable Energy Equipment
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$100.0
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Revolver
Supports portfolio growth
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JP Morgan
Admin Agent
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ATP Oil & Gas
Producer/Oil & Natural Gas
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$100.0
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Revolver
Refinances previous facility/JP Morgan: Collateral Agent
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Banc of America Securities
Lead Arranger
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Standard Register
Provider/Document Services
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$100.0
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Revolver
Four-year term/Other lenders: KeyBank, PNC, JP Morgan (doc agent) BofA (admin agent)
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Wells Fargo Capital Finance
Joint Lead Arranger
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Trans World Entertainment
Specialty Retailer/Entertainment Software
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$100.0
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Revolver
Wells Fargo Retail Finance: lender ($50MM)
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GE Capital, Healthcare Financial Services
Admin Agent
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Guardian Healthcare
Provider/Home Healthcare Services
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$90.0
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Revolver
GE Capital Markets: Lead arranger
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Wells Fargo Capital Finance
Lender, Admin Agent
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Nu Horizons Electronics
Distributor/Technology Telecommunication Solutions
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$80.0
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Revolver
Four-year term
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GE Capital, Corporate Finance
Sole Lender
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Insteel Industries
Manufacturer/Concrete Strand, Wire Reinforcement
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$75.0
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Revolver
Replaces existing credit facility
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Senior Secured Loan Fund (GE Capital, Ares Capital)
Admin Agents, Joint Lead Arrangers, Joint Bookrunners
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Fleischmann's Vinegar
Provider/Vinegars, Cooking Wines
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$53.0
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Revolver
Supports acquisition by RLJ Equity Partners
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Oxford Finance, Silicon Valley Bank, GE Financial Services
Lenders
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Cadence Pharmaceuticals
Biopharmaceutical Company
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$30.0
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Revolver
Supports Incline Therapeutics acquisition
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Wells Fargo Capital Finance
Lender
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The Kitchen Collection
Retailer/Kitchenware, Gourmet Foods
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$30.0
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Revolver
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Wells Fargo Capital Finance
Lender
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RoomStore
Retailer/Home Furnishings, Bedding
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$30.0
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Revolver
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Wells Fargo Capital Finance
Lender
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CDC Software
Provider/Hybrid Enterprise Software
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$30.0
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Revolver
Four-year term
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PNC Bank
Lender
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Standard Steel
Manufacturer/Forged Steel Wheels, Axles
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$26.0
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Revolver
Refinances existing debt
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Key Bank
Admin Agent
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Kratos Defense & Securities Solutions
Provider/Mission Critical Engineering
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$25.0
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Revolver
Four-year term/Supports acquisition of Gichner Holdings
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Silicon Valley Bank
Lender
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Cardiovascular Systems
Manufacturer/Medical Devices
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$25.0
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$15MM Credit Line/$10MM Term Loan
Partners For Growth provided additional $4MM in convertible debt
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GE Capital Corporate Finance
Lender
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Parlux Fragrances
Manufacturer/Prestige Products
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$20.0
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Revolver
Two-year term
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Regions Bank
Lender
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Dreams, Inc.
Provider/Sports Memorabilia
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$20.0
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Revolver
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PNC Bank
Lender
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Aventine Renewable Energy
Producer/Ethanol
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$20.0
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Revolver
Exit financing
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Prospect Capital
Lender
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Hoffmaster
Manufacturer/Tabletop Products
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$20.0
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Second Lien Debt
Deal Source: Kohlberg & Company affiliates
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PNC Bank
Lender
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Sparks Marketing Group
Provider/Event Marketing Products
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$18.8
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Revolver
Refinances existing debt
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PNC Bank
Lender
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Ultra Pro Acquisition
Manufacturer/Housewares, Scrapbooking Tools
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$16.0
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Revolver
Deal Source: Marlin Equity Partners
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Bank of the West
Lender
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Pure Energy Services
Provider/Oilfield Services
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$15.0
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$12MM Term Loan/$2.5MM Operating Loan/$.5MM Credit Card Facility
Term Loan: Five-year term
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Oxford Finance
Lender
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MediciNova
Biopharmaceutical Company
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$15.0
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Term Loan
Supports preparation of MN-221 drug program
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RBS Citizens
Lender
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Diversified Restaurant Holdings
Operator/Casual Dining
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$15.0
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$6MM Credit Line/$9MM Term Loan
Provides working capital & refinances existing term loan
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Hercules Technology Growth Capital
Lender
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Alexza Pharmaceuticals
Manufacturer/Pharmaceuticals
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$15.0
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Revolver/Term Loan
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Capital One
Lender
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Newtek Business Services
Provider/Small Business Financial Services
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$14.5
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Term Loan
Five-year term/Refinances previous debt with GE Capital
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Capital One Leverage Finance
Lender
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Wenner Bread Products
Manufacturer/Bread, Rolls, Frozen Dough
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$14.0
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Revolver/Term Loan
Refinances current revolver, term loan
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Capital One Leverage Finance
Lender
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Phoenix Services
Provider/Services to Steel Producers
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$12.0
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Revolver
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GE Healthcare Finance
Lender
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Pacira Pharmaceuticals
Manufacturer/Pharmaceuticals
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$11.3
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Revolver
Supports preparation of EXPAREL drug program
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M&I Bank
Lender
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Aerosonic Corporation
Supplier/Precision Flight Products
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$10.1
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$4MM Revolver/$6.1MM Term Loans
Refinances previous debt
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Oxford Finance
Lender
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Cerus Corporation
Manufacturer/Biomedical Products
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$10.0
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Credit Line
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Comvest Capital II Fund
Lender
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SRS Industries
Manufacturer/Fabricated Components
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$8.5
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Revolver
Supports Whitehall Industries acquisition
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CORE Business Credit
Lender
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Moosejaw Mountaineering
Retailer/Outdoor Apparel, Equipment
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$8.0
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Revolving Credit Line
Supports growth
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CORE Business Credit
Lender
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Laser Pacific
Provider/Post Production Film Services
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$8.0
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Revolver
Deal Source: H.I.G. Capital
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JP Morgan Chase
Lender
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Koss Corporation
Manufacturer/Headphones
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$8.0
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Revolver
Replaces previous facility with Harris, N.A.
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Keltic Financial Services
Lender
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Content Critical
Provider/Document Outsourcing Services
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$6.0
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Revolving Credit Line
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Gemino Healthcare Finance
Lender
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HMC/CAH Consolidated
Operator/Rural Hospitals
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$6.0
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Revolver
Refinances existing debt
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SunTrust Bank
Lender
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Optical Cable Corp
Manufacturer/Fiber Optic Cable
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$6.0
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Revolver
Two-year term/Modifies certain loans with Valley Bank
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Silicon Valley Bank
Lender
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Glowpoint
Provider/Telepresence, Video Communications Services
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$5.0
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Revolver
Two-year term
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CapitalSource
Lender
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World Wide Security
Provider/Security Alarm Equipment & Services
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$5.0
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Revolver
Three-year term/Provided through lender's Security Lending Group
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First Capital
Lender
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ResCom Energy
Provider/Electricity (CT)
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$5.0
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Revolver
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Bridge Bank
Lender
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Clement Support Services
Supplier/Pipe Support
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$4.9
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Revolver
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Bank of America
Lender
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Game Trading Technologies
Provider/Video Game Trading
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$3.5
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Revolver
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Silicon Valley Bank
Lender
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GigOptix
Manufacturer/Semiconductor Products
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$3.4
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$3MM Revolver/$400,000 Term Loan
Refinances revolver with Bridge Bank, term loan with Agility Bank
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Manufacturers and Traders Trust Co.
Lender
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MOD-PAC
Manufacturer/Paper Board Packaging
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$3.0
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Revolver
Three-year term/Replaces $5MM credit line
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Keltic Financial Services
Lender
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Quality Rubber Resources
Manufacturer/Rubber Products
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$1.6
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Revolving Credit Line
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First Capital
Lender
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Woodbolt International
Manufacturer/Sports Nutrition Supplements
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$1.5
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Revolving Credit Line
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US Capital Partners
Lender
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Transportation Agent Grid
Provider/Logistics Resources
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$1.5
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Revolver
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